The RegTech Pulse
The RegTech Pulse examines the latest industry and technology trends that help organizations fight financial crime and streamline payments, so money and goods can move safely and securely around the world. Industry experts across the world join the conversation to discuss their insights and share best practices. The RegTech Pulse is brought to you by LexisNexis Risk Solutions, which helps power compliant and assured client transactions to build an interconnected and trusted financial ecosystem.risk.lexisnexis.com/regtechpulse
The RegTech Pulse
FCC in Fintech and Digital Banks
In this week’s episode of #TheRegTechPulse, we talk to Wendy Ennis, Head Financial Crime Compliance from Mox Bank, Hong Kong. Digital/Virtual banks are on the rise globally, but so are the rising complexities in non-F2F KYC and screening across alternate payment channels. Wendy discusses the importance of customer experience in the world of compliance for fintechs along with her recommendations and best practices for institutions to combat financial crime.
About Wendy:
Originally from Canada, Wendy has worked in Asia for almost 18 years. Prior to joining Mox, Wendy was the Regional Head of Business Advisory & Governance (GCNA) at Standard Chartered and chaired the HKAB KYCU Committee. Wendy recently formed the HK VB FCC Working Group with an aim to contribute to industry exchange. Wendy has spent some enjoyable time with JPMorgan, GE and American Express working in various senior roles in front office sales and leading teams in both the middle office and compliance. She is drawn to exploring the balance between controls and innovation and has a keen interest in the role of RegTech to aid FCC risk identification. She is also passionate about supporting D&I at Mox.
For any questions or inquiries feel free to reach us at podcast@accuity.com or visit our website: www.accuity.com/theregtechpulse
